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Alexander Peter Palese

BCW Securities LLC

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About Alexander Peter Palese

Alexander Palese is a financial advisor with BCW Securities LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 3, and Series 63 licenses. Alexander has been in the financial services industry since 2008, and his previous experience includes working at RBC Capital Markets, LLC. Alexander is currently located in Westport, Connecticut.

Firm Information

Alexander Palese is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Palese’s Registration & Firm History

CT

09/04/2020 - Present

BCW Securities LLC (WESTPORT CT)

NY

07/04/2008 - 09/20/2019

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2010

Series 3 - National Commodity Futures Examination

BC

Issued 07/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Peter Palese.
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