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Alexander Peltin

Barclays Capital Inc.

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About Alexander Peltin

Alexander Peltin is a financial advisor who has been in the industry since October 18, 2005. Alexander is currently registered with Barclays Capital Inc. Alexander has worked for several firms in the past including RBC Capital Markets, LLC and Citigroup Global Markets Inc. Alexander's registrations include Series 7 and Series 63. Alexander is currently not registered with any states.

Firm Information

Alexander Peltin is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Peltin’s Registration & Firm History

NY

03/13/2012 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

09/23/2010 - 03/02/2012

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/17/2009 - 08/18/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/25/2008 - 09/16/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/28/1997 - 10/27/1997

ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)

FL

11/07/1996 - 05/16/1997

PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)

NY

11/28/1995 - 10/16/1996

FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)

NY

08/01/1995 - 11/27/1995

AMERICORP SECURITIES, INC. (NEW YORK NY)

NY

06/01/1995 - 08/09/1995

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

NY

02/15/1995 - 06/09/1995

WHITE ROCK PARTNERS & CO. INC. (NEW YORK NY)

NY

01/05/1994 - 04/15/1994

COMMONWEALTH ASSOCIATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Peltin.
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