Unclaimed
Alexander Noto is a financial professional with BMO Capital Markets Corp. Alexander has been in the industry since August 4, 2020. Alexander holds the Series 63, Series 79TO, and SIE licenses. Alexander is registered in 50 states including Minnesota, where Alexander is currently based. Alexander is a specialist in providing portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
MN
08/05/2020 - Present
BMO Capital Markets Corp. (Minneapolis MN)
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2020
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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