Unclaimed
Alexander Saliba is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Alexander has been in the industry since 2002 and is licensed in Washington. Alexander has worked for several financial institutions over the years including Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Alexander has experience providing investment advice for a wide range of clients including individuals, corporations, and pension plans. Alexander holds several industry licenses and qualifications including Series 7, Series 63, Series 65, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/08/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
WA
06/01/2009 - 10/27/2010
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
WA
09/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
01/11/2008 - 09/22/2008
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
WA
04/28/2004 - 01/19/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
NY
06/19/2002 - 11/04/2002
IFMG SECURITIES, INC. (PURCHASE NY)
CA
03/11/1997 - 08/18/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
IA
Issued 10/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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