Unclaimed
Alexander Brozyna is an investment advisor representative with First Trust Advisors LP. Alexander has been in the industry for over 20 years and has experience with a variety of financial products and services. Alexander holds Series 6, 7, 63 and 65 licenses and has previously been registered with Chase Investment Services Corp., BANC One Securities Corporation, Hornor, Townsend & Kent, Inc., Washington Square Securities, Inc., and Northwestern Mutual Investment Services, LLC. Alexander's primary focus is on providing investment advice to individuals, businesses, investment companies, and pooled investment vehicles. Alexander is also a member of the Audit & Investment Committee for the United Ukranian American Relief Committee, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
03/19/2009 - Present
First Trust Advisors LP (WHEATON IL)
IL
07/06/2005 - 04/11/2006
CHASE INVESTMENT SERVICES CORP. (EVANSTON IL)
IL
08/28/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
PA
06/07/2002 - 08/14/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CT
01/23/2002 - 06/18/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WI
05/15/2001 - 01/09/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
09/20/2000 - 01/09/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 05/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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