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Alexander P Brozyna

First Trust Advisors LP

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About Alexander P Brozyna

Alexander Brozyna is an investment advisor representative with First Trust Advisors LP. Alexander has been in the industry for over 20 years and has experience with a variety of financial products and services. Alexander holds Series 6, 7, 63 and 65 licenses and has previously been registered with Chase Investment Services Corp., BANC One Securities Corporation, Hornor, Townsend & Kent, Inc., Washington Square Securities, Inc., and Northwestern Mutual Investment Services, LLC. Alexander's primary focus is on providing investment advice to individuals, businesses, investment companies, and pooled investment vehicles. Alexander is also a member of the Audit & Investment Committee for the United Ukranian American Relief Committee, Inc.

Firm Information

Alexander Brozyna is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Alexander Brozyna’s Registration & Firm History

IL

03/19/2009 - Present

First Trust Advisors LP (WHEATON IL)

IL

07/06/2005 - 04/11/2006

CHASE INVESTMENT SERVICES CORP. (EVANSTON IL)

IL

08/28/2002 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

PA

06/07/2002 - 08/14/2002

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

CT

01/23/2002 - 06/18/2002

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

WI

05/15/2001 - 01/09/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

09/20/2000 - 01/09/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/18/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2003

Series 7 - General Securities Representative Examination

BC

Issued 09/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander P Brozyna.
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