Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Oskar-miles Koles is a financial professional with over 15 years of experience in the industry. Alexander has a strong background in investment banking and securities, having worked for prominent firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Houlihan Lokey Howard & Zukin Capital, Inc., and Duff & Phelps Securities LLC. Alexander is currently a registered representative with BA Securities, LLC, a firm with a focus on providing investment services to clients. Alexander is licensed to conduct business in numerous states, including New York, Pennsylvania, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/25/2014 - Present
BA Securities, LLC (NEW YORK NY)
CA
04/02/2013 - 11/12/2014
SECURITY RESEARCH ASSOCIATES, INC. (SAN FRANCISCO CA)
CA
01/09/2012 - 03/19/2012
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
09/25/2006 - 08/23/2007
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (LOS ANGELES CA)
CA
07/27/2005 - 08/18/2006
RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)
NY
09/23/2004 - 03/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/06/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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