Unclaimed
Alexander Quint is a financial advisor with over 35 years of experience in the industry. Alexander is a registered representative and investment advisor representative currently employed by Quint Capital Corp. Alexander is registered with the states of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Texas, Vermont, and Washington. Alexander has held previous positions at American Network Securities Corp., Petersen Investments, Inc., Montrose Capital Management LTD., CIBC World Markets Corp., Smith Barney Inc., Paine Webber Incorporated, and L. F. Rothschild, Unterberg, Towbin. Alexander focuses on portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/17/2022 - Present
Quint Capital Corp. (NEW YORK NY)
AZ
04/11/2013 - 09/18/2013
AMERICAN NETWORK SECURITIES CORP. (SUN CITY AZ)
NY
11/16/2000 - 02/21/2012
PETERSEN INVESTMENTS, INC. (NEW YORK NY)
NY
10/31/2000 - 11/14/2000
MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)
NY
06/27/1997 - 06/20/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/20/1992 - 07/02/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
11/01/1983 - 08/21/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/26/1981 - 08/06/1982
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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