Unclaimed
Alexander Varela is a financial advisor at LPL Financial LLC. Alexander has been in the financial industry since 2007 and has worked at a variety of firms including Wells Fargo Advisors Financial Network, LLC, U.S. Bancorp Investments, Inc., and Edward Jones. Alexander is registered to provide investment advice in Arkansas and North Carolina. Alexander holds the Series 7 and Series 66 securities licenses and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/07/2018 - Present
LPL Financial LLC (LITTLE ROCK AR)
AR
06/17/2016 - 08/29/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LITTLE ROCK AR)
AR
03/22/2011 - 06/20/2016
U.S. BANCORP INVESTMENTS, INC. (LITTLE ROCK AR)
AR
04/27/2009 - 03/23/2011
EDWARD JONES (LITTLE ROCK AR)
AR
07/17/2007 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
BOTH
Issued 10/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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