Unclaimed
Alexander Newby is a financial professional at Thrivent Investment Management Inc. Alexander is registered in 25 states and has been in the industry since 2021. Alexander specializes in helping individuals and businesses with their financial planning and investment needs. Alexander has a strong background in business and finance, and is committed to providing his clients with personalized and professional advice. Alexander holds the Series 7TO, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
02/15/2023 - Present
Thrivent Investment Management Inc. (Las Vegas NV)
BOTH
Issued 10/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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