Unclaimed
Alexander Gust is a financial advisor with Robert W. Baird & Co. Inc. in Bellevue, Washington. Alexander has been in the financial services industry since November 2009 and has experience with Morgan Stanley DW Inc. and WELLS FARGO ADVISORS, LLC. Alexander holds Series 7, 31, 66 and SIE licenses and is registered in 11 states, including Washington, Texas, Arizona, California, Florida, Idaho, North Carolina, Oregon, and Colorado. Alexander specializes in providing financial advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
02/08/2022 - Present
Robert W. Baird & Co. Inc. (Bellevue WA)
WA
11/09/2006 - 05/09/2012
WELLS FARGO ADVISORS, LLC (BELLEVUE WA)
WA
05/03/2000 - 11/10/2006
MORGAN STANLEY DW INC. (BELLEVUE WA)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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