Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Mueck is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Alexander has been in the industry since 1997 and is registered with the Securities and Exchange Commission (SEC). Alexander also holds several licenses, including Series 7, 66, 31, 24, 99TO, and 57TO. Alexander specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NY
08/08/2017 - 02/26/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/26/2016 - 08/02/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/04/2008 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/03/2003 - 08/07/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/08/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/10/2000 - 07/27/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/21/1998 - 10/18/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
02/27/1997 - 12/18/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 08/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/21/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 03/03/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/19/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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