Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Mortimer is a financial professional with over 2 years of experience in the securities industry. Alexander is registered with Mizuho Securities USA LLC, a brokerage firm, and holds Series 63, 86, 87, and SIE licenses. Alexander is currently registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 10/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/16/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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