Unclaimed
Alexander Miller is a financial advisor with Wells Fargo Clearing Services, LLC. Alexander has been in the industry since 2023 and is licensed to provide financial advice in Minnesota and Texas. Alexander's previous work experience includes roles at RBC Capital Markets, LLC, IBM and the University of Wisconsin Eau Claire. Alexander has passed the Series 7TO, SIE and Series 66 exams. Alexander's experience includes working with clients who have high net worth, are individuals or corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
10/02/2024 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
03/17/2023 - 07/05/2024
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BOTH
Issued 03/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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