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Alexander Miller

NEW York Life Investment Management LLC

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About Alexander Miller

Alexander Miller is an investment advisor representative with New York Life Investment Management LLC. Alexander has been in the industry since January 2021 and has a combined 12 years of experience in the financial services industry. Alexander is registered in 13 states to offer investment advice. Alexander is also registered as an investment advisor representative in Washington state. Alexander has passed the Series 63, Series 65, Series 7TO, and SIE exams. In addition to his investment advisory practice, Alexander also works as a sports official referee for the Pacific Northwest Basketball Officials Association.

Firm Information

Alexander Miller is currently registered with NEW York Life Investment Management LLC. NEW York Life Investment Management LLC is an investment advisor based in NEW YORK, NY. It is a registered investment advisor with the SEC and has a total of 1123 accounts under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Its assets under management are approximately $109,067,423,343. The firm participates in wrap fee programs.
NEW York Life Investment Management LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$109.07B

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Miller’s Registration & Firm History

NY

05/22/2024 - Present

NEW York Life Investment Management LLC (NEW YORK NY)

CT

01/04/2022 - 08/04/2022

COMMONWEALTH FINANCIAL NETWORK (OXFORD CT)

CT

12/03/2020 - 12/10/2021

THRIVENT INVESTMENT MANAGEMENT INC. (Stamford CT)

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Licenses & Designations

IA

Issued 03/05/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Miller.
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