Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Millard Rosenblatt is a registered representative with Northwestern Mutual Investment Services, LLC. Alexander has been in the financial industry since 2000 and has experience in a variety of roles. Alexander has experience at firms such as OTR GLOBAL TRADING LLC and OTA LLC. Alexander has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/22/2009 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
CA
05/24/2006 - 10/03/2008
OTR GLOBAL TRADING LLC (SAN FRANCISCO CA)
CA
04/06/2001 - 10/03/2008
OTA LLC (SAN FRANCISCO CA)
WI
02/23/1999 - 09/12/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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