Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Michael Thompson is a financial advisor with over 8 years of experience in the financial industry. Alexander has a broad range of experience, including working with J.P. Morgan Securities LLC and previously with Credit Suisse Securities (USA) LLC. Alexander is a registered representative in Colorado and Texas and holds a variety of licenses, including Series 7, 86, 87, and 63 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
03/29/2024 - Present
J.p. Morgan Securities LLC (Denver CO)
NY
08/11/2015 - 08/03/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IA
Issued 3/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 8/21/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 8/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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