Unclaimed
Alexander Shaner has been in the financial services industry since 2007 and is currently a registered representative of Cantor Fitzgerald & Co. Alexander holds Series 3, 7, 24 and 63 licenses. Alexander has been active in the industry for over 16 years. Alexander has worked for several other firms, including Credit Suisse Securities (USA) LLC, Macquarie Capital (USA) Inc., OTR Global Trading LLC, and Cowen and Company. Alexander specializes in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/06/2023 - Present
Cantor Fitzgerald & Co. (BOSTON MA)
MA
03/09/2020 - 12/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (Boston MA)
MA
08/30/2017 - 11/08/2019
MACQUARIE CAPITAL (USA) INC. (BOSTON MA)
MA
02/15/2017 - 08/28/2017
OTR GLOBAL TRADING LLC (BOSTON MA)
MA
04/23/2015 - 12/06/2016
COWEN AND COMPANY (BOSTON MA)
NY
09/20/2006 - 05/01/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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