Unclaimed
Alexander Hoppes is an investment advisor representative who is currently registered with Cetera Investment Advisers LLC. Alexander has been in the securities industry since 2021. Cetera Investment Advisers LLC is a large firm with over 16600 clients and $104 billion in assets under management. Alexander is registered to offer securities in 10 states: Arizona, California, Florida, Maryland, Massachusetts, New Hampshire, North Carolina, Pennsylvania, South Carolina, and Pennsylvania. The firm’s office is located in Selinsgrove, Pennsylvania. Alexander has passed the Series 63, Series 66, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/24/2022 - Present
Cetera Investment Advisers LLC (SELINSGROVE PA)
BOTH
Issued 9/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/8/2021
Series 7TO - General Securities Representative Examination
BC
Issued 7/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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