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Alexander Michael Bergelson

BNP Paribas Securities Corp.

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About Alexander Michael Bergelson

Alexander Bergelson is a financial advisor with BNP Paribas Securities Corp. Alexander has been in the financial industry since March 2009. Alexander is registered in 52 states and holds Series 3, 7, 24, 52, 53, and 63 licenses. Alexander was previously employed by BNP PARIBAS PRIME BROKERAGE, INC.

Firm Information

Alexander Bergelson is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Bergelson’s Registration & Firm History

NY

06/02/2015 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

03/26/2009 - 07/19/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/05/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2015

Series 3 - National Commodity Futures Examination

BC

Issued 03/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Michael Bergelson.
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