Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Mauricio Letona is a financial professional with over 17 years of experience in the securities industry. Alexander's career has spanned several firms including Barclays Capital Inc. and Tradition Securities and Derivatives LLC, his current employer. Alexander holds the Series 7 and Series 63 licenses and has been registered with FINRA since 2004. Alexander is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2024 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/01/2021 - 03/06/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/02/2016 - 08/27/2020
TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)
NY
01/03/2011 - 05/04/2016
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
11/02/2005 - 01/18/2011
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 03/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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