Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Saldana is a financial advisor who has been in the industry since 1998. Alexander is a registered representative with Raymond James Financial Services Advisors, Inc. in Rocklin, California. Alexander previously worked with Essex National Securities, Inc., Franklin/Templeton Distributors, Inc., Cal Fed Investments, U.S. Bancorp Investments, Inc., and U.S. Bancorp Securities. Alexander holds a Series 4, Series 6, Series 7, Series 24, Series 26, Series 53, and Series 63 licenses, as well as the SIE. Alexander also holds a state registration in California. Alexander specializes in providing financial planning, portfolio management, and other advisory services for individuals, corporations, and pension and profit-sharing plans. Alexander is a compliance principal for First Tech Federal Credit Union and Addison Avenue Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (ROCKLIN CA)
CA
04/28/2008 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (ROCKLIN CA)
CA
10/20/2000 - 07/14/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
CA
04/29/1998 - 08/30/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
MN
09/03/1997 - 04/10/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
11/27/1996 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
BOTH
Issued 03/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2014
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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