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Alexander Matthew Parker

Pruco Securities, LLC

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About Alexander Matthew Parker

Alexander Matthew Parker is a financial professional with over 8 years of experience in the financial services industry. Alexander is registered with Pruco Securities, LLC and holds Series 6, 7TO, and 66 securities licenses. Alexander has also passed the Securities Industry Essentials Examination. Alexander is currently registered with the state of Ohio and has been registered in several other states including Texas, Florida, Michigan, and New York.

Firm Information

Alexander Parker is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Alexander Parker’s Registration & Firm History

OH

04/13/2021 - Present

Pruco Securities, LLC (FINDLAY OH)

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Licenses & Designations

BOTH

Issued 04/15/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alexander Matthew Parker. Review regulatory record here.
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