Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Duddy is an investment advisor representative who has been in the financial services industry since 2011. Alexander is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has a Series 6, Series 7, Series 63, Series 65, and Series 66. Alexander has previously worked at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., and NYLIFE SECURITIES LLC. Alexander is currently registered in 37 states. Alexander has a broad range of experience and is committed to providing clients with the highest quality investment advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/14/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTEREY CA)
CA
10/01/2012 - 10/13/2016
J.P. MORGAN SECURITIES LLC (SHERMAN OAKS CA)
CA
12/22/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SHERMAN OAKS CA)
CA
02/11/2011 - 11/10/2011
NYLIFE SECURITIES LLC (POMONA CA)
BOTH
Issued 01/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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