Unclaimed
Alexander Shagas is a financial professional with over 10 years of experience in the industry. Alexander is currently registered with Tripletree, LLC and Kippsdesanto & Co.. Alexander has held previous roles at Capital ONE INVESTING, LLC and FIRST INVESTORS CORPORATION. Alexander holds Series 6, 63, 65, and 24 licenses, and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/17/2022 - Present
Tripletree, LLC (Minneapolis MN)
WA
11/13/2015 - 07/23/2019
CAPITAL ONE INVESTING, LLC (Seattle WA)
NJ
08/24/2004 - 10/12/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 01/27/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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