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Alexander M Shagas

Tripletree, LLC

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About Alexander M Shagas

Alexander Shagas is a financial professional with over 10 years of experience in the industry. Alexander is currently registered with Tripletree, LLC and Kippsdesanto & Co.. Alexander has held previous roles at Capital ONE INVESTING, LLC and FIRST INVESTORS CORPORATION. Alexander holds Series 6, 63, 65, and 24 licenses, and is registered in New York.

Firm Information

Alexander Shagas is currently registered with Tripletree, LLC. Tripletree, LLC is a Limited Liability Company formed on January 13, 1997. The company is registered in Minnesota and New York and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Shagas’s Registration & Firm History

MN

02/17/2022 - Present

Tripletree, LLC (Minneapolis MN)

WA

11/13/2015 - 07/23/2019

CAPITAL ONE INVESTING, LLC (Seattle WA)

NJ

08/24/2004 - 10/12/2004

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 01/27/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/13/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander M Shagas.
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