Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Putterman is a financial advisor with Brownstone Investment Group, LLC. Alexander has been in the financial services industry since 2012. Alexander has passed the Series 3, 7, and 63 exams, as well as the Securities Industry Essentials (SIE) exam. Alexander is registered with the following states: California, Colorado, Connecticut, Nevada, New Jersey, New York, Ohio, and Texas. Alexander previously worked at CREDIT SUISSE SECURITIES (USA) LLC and GROUP ONE TRADING, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/08/2022 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NY
08/13/2013 - 02/09/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IL
03/06/2008 - 06/29/2009
GROUP ONE TRADING, L.P. (CHICAGO IL)
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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