Unclaimed
Alexander Cohen is a financial advisor with DFA Securities LLC. Alexander has been in the financial industry since December 2020. Alexander is registered with the state of North Carolina and holds the Series 7TO, Series 63 and SIE licenses. Alexander has a background in financial services and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/21/2020 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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