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Alexander Louis Guadagno

Fidelity Distributors Co. LLC

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About Alexander Louis Guadagno

Alexander Guadagno is a financial advisor with Fidelity Distributors Co. LLC. Alexander has been in the financial services industry since November 23, 1993. Alexander holds the Series 6, 7, 24, and 63 licenses and the SIE designation. Alexander is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Alexander is also registered with the state of Rhode Island and 51 other states. Alexander was previously registered with Pyramus Distributors Corporation LLC and Fidelity Investments Institutional Services Company, Inc.

Firm Information

Alexander Guadagno is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Guadagno’s Registration & Firm History

RI

05/12/2016 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

01/05/2009 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

11/24/1993 - 01/30/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/23/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Louis Guadagno.
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