Unclaimed
Alexander Liscum is a financial professional with experience in the securities industry. Alexander has worked with Truist Securities, Inc. and Guggenheim Securities, LLC in New York, NY. Alexander holds the Series 7, 63, 86, 87, and SIE licenses. Alexander is currently registered with ICR Capital LLC and works out of the Norwalk, CT branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/26/2022 - Present
ICR Capital LLC (NORWALK CT)
NY
08/03/2021 - 04/11/2022
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
09/16/2019 - 07/13/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/19/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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