linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Alexander Leon

Flagstar Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alexander? Claim Your Profile

About Alexander Leon

Alexander Leon is an investment advisor representative with Flagstar Advisors. Alexander has been in the industry since 1994 and has held previous positions with HSBC Securities (USA) Inc., Signature Securities, Chase Investment Services Corp., HSBC Brokerage (USA) Inc., Fahnestock & Co. Inc., Prime Charter Ltd., Josephthal & Co., Inc., Nichols, Safina, Lerner & Co. Inc., Joseph Stevens & Company, L.P., Meyers Pollock Robbins, Inc., A.S. Goldmen & Co., Inc., and Gruntal & Co. Incorporated. Alexander's current registrations include Series 63, 65, 7, 9, and 10 licenses. Alexander specializes in portfolio management for businesses and individuals, and provides pension consulting and selection of other advisers.

Firm Information

Alexander Leon is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alexander Leon’s Registration & Firm History

NY

01/07/2025 - Present

Flagstar Advisors (NEW YORK NY)

NY

02/25/2005 - 07/11/2018

HSBC SECURITIES (USA) INC. (BROOKLYN NY)

NY

05/29/2018 - 06/08/2018

SIGNATURE SECURITIES (Brooklyn NY)

IL

02/09/2004 - 01/21/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

08/15/2002 - 10/24/2003

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

01/02/2002 - 08/02/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

11/06/1998 - 01/02/2002

PRIME CHARTER LTD. (NEW YORK NY)

NY

02/20/1998 - 11/12/1998

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

10/21/1996 - 03/27/1998

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

09/01/1995 - 10/04/1996

JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)

NY

04/12/1995 - 08/31/1995

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

NJ

08/06/1994 - 01/12/1995

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

NY

09/27/1993 - 02/17/1994

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

Not sure if Alexander Leon is right for you?

Licenses & Designations

IA

Issued 08/26/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/20/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alexander Leon. Review regulatory record here.
Not sure if Alexander Leon is right for you?