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Alexander Leo Backes

MWA Financial Services Inc.

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About Alexander Leo Backes

Alexander Leo Backes is a financial professional based in Rock Island, Illinois. Alexander has been in the industry since August 2015 and is currently registered with MWA Financial Services Inc. Alexander is licensed in Illinois and Iowa. Alexander has passed the Series 6, Series 26, and Series 63 exams and the Securities Industry Essentials Examination (SIE). Alexander works with individuals, families, and businesses to provide financial planning, investment management, and other financial services.

Firm Information

Alexander Backes is currently registered with MWA Financial Services Inc.. MWA Financial Services Inc. is a Corporation formed in February 2001 and headquartered in ROCK ISLAND, IL. They provide financial planning and investment advisory services to individuals, corporations, and charitable organizations. They have a strong presence in the US, with registered representatives in 52 states. MWA Financial Services Inc. manages over $216 million in assets and specializes in serving individuals other than high-net-worth clients.
MWA Financial Services Inc.

1701 1ST AVENUE

ROCK ISLAND, IL 61201

$216.09M

Assets Under Management

14

Total Clients

525

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Backes’s Registration & Firm History

IL

08/05/2015 - Present

MWA Financial Services Inc. (ROCK ISLAND IL)

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Licenses & Designations

BC

Issued 10/16/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Leo Backes.
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