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Alexander Krassimirov Stoyanov

Roth Capital Partners, LLC

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About Alexander Krassimirov Stoyanov

Alexander Stoyanov is a financial professional with over 16 years of experience in the financial services industry. Alexander currently works as a Registered Representative at Roth Capital Partners, LLC in Newport Beach, California. Prior to that, Alexander worked at Goldman Sachs & Co. LLC, Barclays Capital Inc., Lehman Brothers Inc., and UBS Securities LLC. Alexander is licensed to sell securities in California.

Firm Information

Alexander Stoyanov is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Alexander Stoyanov’s Registration & Firm History

CA

06/03/2022 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

NY

12/10/2014 - 09/15/2020

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

09/22/2008 - 09/05/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/25/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/26/2002 - 06/28/2005

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Krassimirov Stoyanov.
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