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Alexander Koh

SG Americas Securities, LLC

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About Alexander Koh

Alexander Koh is a financial professional with experience in the securities industry. Alexander has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Alexander is currently registered with SG Americas Securities, LLC and previously worked at Natixis Securities Americas LLC. Alexander has a total of 52 state registrations in the United States. Alexander is registered to provide investment advice to individuals and institutions.

Firm Information

Alexander Koh is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Koh’s Registration & Firm History

NY

03/20/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

11/16/2019 - 04/02/2024

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Koh.
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