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Alexander Kenji Friedman

Thinkequity LLC

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About Alexander Kenji Friedman

Alexander Friedman is a financial professional with a background in investment banking and securities. Alexander is a Registered Representative with Series 7, 79, 63, and 24 licenses, and has been in the financial services industry since September 2022. Alexander is currently employed by Thinkequity LLC, a New York based firm.

Firm Information

Alexander Friedman is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Friedman’s Registration & Firm History

NY

09/14/2022 - Present

Thinkequity LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/14/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Kenji Friedman.
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