Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Joseph Smith is a financial professional registered with Wells Fargo Securities, LLC. Alexander has been in the industry since November 20, 2022. Alexander has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/21/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 11/21/2022
Series 99TO - Operations Professional Examination
BC
Issued 09/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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