Unclaimed
Alexander Kummerer is a financial professional with over 6 years of experience in the industry. Alexander is currently registered with Seaport Global Securities LLC. Previously, Alexander worked at Goldman Sachs & Co. LLC and Rothschild Investment Corporation. Alexander holds Series 3, 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/03/2021 - Present
Seaport Global Securities LLC (CHICAGO IL)
IL
04/05/2017 - 10/19/2020
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
IL
05/20/2014 - 03/24/2017
ROTHSCHILD INVESTMENT CORPORATION (CHICAGO IL)
BC
Issued 04/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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