Unclaimed
Alexander Graham is a financial professional with a Series 7TO, Series 63 and SIE licenses. Alexander is registered with the state of Arizona and is currently employed by Vanguard Marketing Corp. Alexander's registration began on 10/4/2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/04/2019 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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