Unclaimed
Alexander Falloon is a financial advisor with Empower Advisory Group, LLC, a firm based in Greenwood Village, CO. Alexander has been in the industry since 2013 and holds a Series 6, Series 7, Series 24 and Series 66 license. Alexander has worked for several firms in the past, including Wells Fargo Clearing Services, LLC and Thrivent Investment Management Inc. Alexander has a strong focus on providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/10/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
04/11/2016 - 06/10/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD VILLAGE CO)
CO
01/06/2015 - 04/12/2016
THRIVENT INVESTMENT MANAGEMENT INC. (WESTMINSTER CO)
CO
10/28/2013 - 01/05/2015
J.P. MORGAN SECURITIES LLC (ARVADA CO)
BOTH
Issued 02/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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