Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Diorio is an investment advisor representative with Capital Client Group, Inc. Alexander has been in the financial industry since August 2013. Alexander is registered with the state of California as an Investment Advisor Representative. Previously, Alexander worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. from August 2013 to July 2018. Alexander is a Series 63, Series 65 and Series 7 licensed representative. Alexander has a Series 24 license. Alexander holds the Securities Industry Essentials (SIE) exam. Alexander has experience in financial planning and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
09/07/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NY
08/05/2013 - 07/16/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
IA
Issued 09/07/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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