Unclaimed
Alexander Joseph Cochran is a financial professional with over 10 years of experience in the industry. He is currently registered with Icapital Markets LLC and holds a variety of licenses and certifications. Alexander has a strong background in investment advisory services and has held positions at firms such as FORESIDE FUND SERVICES, LLC and CANTERBURY CONSULTING INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2024 - Present
Icapital Markets LLC (NEW YORK NY)
CA
05/23/2023 - 03/01/2024
FORESIDE FUND SERVICES, LLC (Irvine CA)
CA
11/17/2009 - 10/24/2013
CANTERBURY CONSULTING INCORPORATED (NEWPORT BEACH CA)
BC
Issued 08/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 05/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2021
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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