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Alexander Joseph Cochran

Icapital Markets LLC

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About Alexander Joseph Cochran

Alexander Joseph Cochran is a financial professional with over 10 years of experience in the industry. He is currently registered with Icapital Markets LLC and holds a variety of licenses and certifications. Alexander has a strong background in investment advisory services and has held positions at firms such as FORESIDE FUND SERVICES, LLC and CANTERBURY CONSULTING INCORPORATED.

Firm Information

Alexander Cochran is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Cochran’s Registration & Firm History

NY

03/26/2024 - Present

Icapital Markets LLC (NEW YORK NY)

CA

05/23/2023 - 03/01/2024

FORESIDE FUND SERVICES, LLC (Irvine CA)

CA

11/17/2009 - 10/24/2013

CANTERBURY CONSULTING INCORPORATED (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 08/15/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/20/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/2021

Series 30 - NFA Branch Manager Examination

BC

Issued 05/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/26/2021

Series 3 - National Commodity Futures Examination

BC

Issued 11/16/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Joseph Cochran.
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