Invested Better
Unclaimed

Unclaimed

Unclaimed

Alexander Joseph Brese

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alexander? Claim Your Profile

About Alexander Joseph Brese

Alexander Brese is a financial advisor who has been working in the industry since August 2021. Alexander holds Series 7, Series 6, and Series 63 licenses and is currently registered with Nylife Securities LLC. Alexander has been with the firm since February 2024. Before that, Alexander was with Northwestern Mutual Investment Services, LLC.

Firm Information

Alexander Brese is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alexander Brese’s Registration & Firm History

NC

02/01/2024 - Present

Nylife Securities LLC (RALEIGH NC)

NC

06/03/2021 - 11/10/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Raleigh NC)

Not sure if Alexander Joseph Brese is right for you?

Licenses & Designations

BC

Issued 10/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Joseph Brese.
Not sure if Alexander Joseph Brese is right for you?