Unclaimed
Alexander Brese is a financial advisor who has been working in the industry since August 2021. Alexander holds Series 7, Series 6, and Series 63 licenses and is currently registered with Nylife Securities LLC. Alexander has been with the firm since February 2024. Before that, Alexander was with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/01/2024 - Present
Nylife Securities LLC (RALEIGH NC)
NC
06/03/2021 - 11/10/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Raleigh NC)
BC
Issued 10/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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