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Alexander Joseph Baines

Nationwide Securities, LLC

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About Alexander Joseph Baines

Alexander Baines is an investment advisor representative at Nationwide Securities, LLC. Alexander has been in the securities industry since February 2013. Alexander is registered with FINRA and is licensed in 51 states. Alexander's current firm is Nationwide Securities, LLC. Prior to this, Alexander was registered with Jefferson National Securities Corporation.

Firm Information

Alexander Baines is currently registered with Nationwide Securities, LLC. Nationwide Securities, LLC is a Limited Liability Company that was formed in October 2007 and is headquartered in Columbus, OH. The firm is registered with the SEC and is licensed to operate in all 50 states and the District of Columbia. Nationwide Securities offers financial planning, selection of other advisors, and portfolio management for individuals. They have a total of 52 registered representatives, 26 of whom are Investment Adviser Representatives. The firm has reported 10 regulatory events and 3 arbitrations.
Nationwide Securities, LLC

10 WEST NATIONWIDE BLVD

COLUMBUS, OH 43215

Not reported

Assets Under Management

79

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Baines’s Registration & Firm History

KY

10/10/2018 - Present

Nationwide Securities, LLC (Louisville KY)

OH

02/04/2013 - 01/15/2019

JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)

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Licenses & Designations

IA

Issued 10/03/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Joseph Baines.
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