Unclaimed
Alexander Davies is a financial professional with experience in the financial services industry. Alexander is currently registered with Fidelity Brokerage Services LLC. Alexander is Series 7 and SIE licensed. Alexander is also licensed in 53 states for securities. Alexander was previously registered with Amerprise Financial Services, LLC and American Enterprise Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/27/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MN
03/22/2022 - 05/05/2022
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
12/11/2014 - 05/05/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
07/24/2018 - 01/07/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
BOTH
Issued 01/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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