Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander John To is a financial professional based in Pasadena, California, with over 2 years of experience in the industry. Alexander is currently registered with Franklin Distributors, LLC, a firm with a strong reputation in the financial services industry. Alexander is dedicated to providing exceptional financial guidance and investment solutions to clients in California and across the country. Alexander's commitment to professional development is evident in his licenses and credentials, including the Series 7TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/11/2020 - Present
Franklin Distributors, LLC (PASADENA CA)
BC
Issued 11/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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