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Alexander John Sarafianos

Cetera Investment Advisers LLC

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About Alexander John Sarafianos

Alexander John Sarafianos is a financial advisor registered with Cetera Investment Advisers LLC. Alexander John Sarafianos is a financial advisor with more than 30 years of experience in the industry. Alexander John Sarafianos has worked for multiple firms including Pioneer Funds Distributor, Inc., AMSOUTH INVESTMENT SERVICES, INC., and BISYS FUND SERVICES LIMITED PARTNERSHIP. Alexander John Sarafianos specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

Alexander Sarafianos is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Sarafianos’s Registration & Firm History

AL

01/21/2014 - Present

Cetera Investment Advisers LLC (BIRMINGHAM AL)

FL

11/10/2005 - 11/05/2012

PIONEER FUNDS DISTRIBUTOR, INC. (TAMPA FL)

AL

10/27/2000 - 10/17/2005

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

ME

01/16/1995 - 05/03/2000

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

CA

02/23/1993 - 09/21/1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

NY

08/01/1991 - 02/24/1993

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

10/14/1987 - 08/01/1991

PAMCO SECURITIES AND INSURANCE SERVICES

NA

05/21/1987 - 10/01/1987

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

BOTH

Issued 12/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 09/12/1989

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander John Sarafianos.
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