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Alexander John Ruggieri

DAI Securities, LLC

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About Alexander John Ruggieri

Alexander Ruggieri is a financial professional with DAI Securities, LLC. Alexander has been in the industry since May 12, 2020 and holds Series 63, Series 22TO and SIE licenses. Alexander is registered with the states of Illinois, Montana and New York. Prior to joining DAI Securities, LLC, Alexander was employed with NEXTREND SECURITIES, INC. in Savoy, Illinois.

Firm Information

Alexander Ruggieri is currently registered with DAI Securities, LLC. DAI Securities, LLC is a Limited Liability Company formed on May 31, 2019, and is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Ruggieri’s Registration & Firm History

IL

04/16/2024 - Present

DAI Securities, LLC (SCHAUMBURG IL)

IL

05/13/2020 - 05/12/2024

NEXTREND SECURITIES, INC. (Savoy IL)

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Licenses & Designations

BC

Issued 01/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2020

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 11/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander John Ruggieri.
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