Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Nweeia is a financial professional with over 29 years of experience in the industry. Alexander is currently registered with Western International Securities, Inc. and has previously held registrations with several firms, including GBS Financial Corp., Morgan Stanley Smith Barney, and Salomon Smith Barney Inc. Alexander is a Series 7, Series 3, Series 63, and Series 65 licensed professional. Alexander holds licenses in several states and has expertise in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/21/2019 - Present
Western International Securities, Inc. (West Hartford CT)
CA
12/20/2013 - 02/11/2014
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
06/10/2011 - 12/13/2013
GBS FINANCIAL CORP. (MANHATTAN BEACH CA)
CA
06/01/2009 - 06/27/2011
MORGAN STANLEY SMITH BARNEY (LONG BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
CA
02/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LONG BEACH CA)
NY
09/20/1993 - 03/03/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 10/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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