Unclaimed
Alexander John Beatrice is a financial advisor with FEF Distributors, LLC, based in New York, NY. Alexander has over 13 years of experience in the financial services industry. Alexander has a broad range of licenses including Series 7, 9, 63 and 65. Alexander's previous experience includes roles at AMG Distributors, Inc., Neuberger Berman LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2021 - Present
FEF Distributors, LLC (NEW YORK NY)
CT
02/19/2016 - 06/18/2021
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NY
04/28/2014 - 12/31/2015
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
04/23/2008 - 05/02/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
IA
Issued 05/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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