Unclaimed
Alexander Hecker is a financial professional with over 6 years of experience in the industry. Alexander is currently a Registered Representative with Sofi Wealth LLC and is also registered as an Investment Advisor Representative in Delaware. Prior to joining Sofi Wealth LLC, Alexander was employed by Coastal Equities, Inc., Capital One Investing, LLC and J.P. Morgan Securities LLC. Alexander has a Series 66, Series 7, Series 4, and Series 24 licenses. Alexander specializes in portfolio management for individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2019 - Present
Sofi Wealth LLC (SAN FRANCISCO CA)
DE
08/08/2018 - 07/16/2019
COASTAL EQUITIES, INC. (WILMINGTON DE)
DE
11/02/2016 - 08/07/2018
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
DE
02/03/2015 - 08/08/2016
J.P. MORGAN SECURITIES LLC (NEWARK DE)
DE
06/03/2013 - 11/26/2014
CAPITAL ONE SHAREBUILDER, INC. (WILMINGTON DE)
BOTH
Issued 07/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2020
Series 4 - Registered Options Principal Examination
BC
Issued 06/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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