Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander James Woodcock is a financial professional with over 5 years of experience in the industry. Alexander is currently registered with Pine Distributors LLC, located in Denver, Colorado. Alexander has passed the Series 63, Series 7, Series 24 and SIE exams. Alexander has also been registered with ALPS Distributors, INC. and OppenheimerFunds Distributor, INC. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/03/2023 - Present
Pine Distributors LLC (DENVER CO)
CO
09/23/2019 - 04/20/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
06/08/2016 - 05/27/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 06/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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