Unclaimed
Alexander Williams is a registered representative with Vanguard Marketing Corp. Alexander is licensed to provide securities advice in all 50 states and the District of Columbia. Alexander has passed the Series 63, Series 7TO, and SIE exams. Alexander has been in the securities industry since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/01/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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